-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hkme06OcaKQMrgU4Xr4DDAHLyR3j3+EJme4m1TwR4hH0eBxUJyTllFns/eOzEMKL bSaa00pzvhuBWfvE6ZGmKw== 0001104659-11-006954.txt : 20110214 0001104659-11-006954.hdr.sgml : 20110214 20110211203020 ACCESSION NUMBER: 0001104659-11-006954 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110211 GROUP MEMBERS: ALAN E. SALZMAN GROUP MEMBERS: VANTAGEPOINT CLEANTECH ASSOCIATES, L.L.C. GROUP MEMBERS: VANTAGEPOINT CLEANTECH PARTNERS, L.P. GROUP MEMBERS: VANTAGEPOINT VENTURE ASSOCIATES IV, L.L.C. GROUP MEMBERS: VPVP CLEANTECH HOLDINGS 2004, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TESLA MOTORS INC CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85943 FILM NUMBER: 11601685 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94070 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94070 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP CENTRAL INDEX KEY: 0001267585 IRS NUMBER: 943377578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAYHILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 FORMER COMPANY: FORMER CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP DATE OF NAME CHANGE: 20031020 SC 13G 1 a11-5667_3sc13g.htm SC 13G

 

 

 

OMB APPROVAL

 

UNITED STATES

OMB Number:        3235-0145

 

SECURITIES AND EXCHANGE COMMISSION

Expires:       February 28, 2009

 

Washington, D.C. 20549

Estimated average burden

 

 

hours per response. . . . . . . . 11

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

Tesla Motors, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

88160R101

(CUSIP Number)

December 31, 2010

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

SEC 1745 (3-06)

 



 

CUSIP No. 88160R101

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

VantagePoint Venture Partners IV Principals Fund, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially by
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
13,678

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
13,678

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
13,678

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.01%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No. 88160R101

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

VantagePoint CleanTech Partners, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially by
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,357,803

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,357,803

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,357,803

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.46%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3



 

CUSIP No. 88160R101

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

VPVP Cleantech Holdings 2004, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially by
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
4,131,677

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
4,131,677

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,131,677

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.43%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

4



 

CUSIP No. 88160R101

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

VantagePoint CleanTech Associates, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially by
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,360,234

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,360,234

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,360,234

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.46%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


*Pursuant to Rule 13d–4, the Reporting Person disclaims beneficial ownership of 1,357,803 of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.

 

5



 

CUSIP No. 88160R101

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

VantagePoint Venture Associates IV, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially by
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
4,151,188

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
4,151,188

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,151,188*

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.45%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


*Pursuant to Rule 13d–4, the Reporting Person disclaims beneficial ownership of 4,145,355 of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.

 

6



 

CUSIP No. 88160R101

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

Alan E. Salzman

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially by
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
5,511,422

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
5,511,422

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,511,422*

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.91%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


 

*

Pursuant to Rule 13d–4, the Reporting Person disclaims beneficial ownership of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.

 

7



 

Item 1.

 

(a)

Name of Issuer
Tesla Motors, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
3500 Deer Creek Road, Palo Alto, California,   94304

 

Item 2.

 

(a)

Name of Person Filing
VantagePoint CleanTech Partners, L.P.

VantagePoint Venture Partners IV Principals Fund, L.P.

VPVP Cleantech Holdings 2004, L.L.C.

VantagePoint CleanTech Associates, L.L.C.

VantagePoint Venture Associates IV, L.L.C.

Alan E. Salzman

 

(b)

Address of Principal Business Office or, if none, Residence
1001 Bayhill Drive Suite 300, San Bruno, CA 94066

 

(c)

Citizenship
United States of America

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
88160R101

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

 

 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

VantagePoint CleanTech Partners, L.P.: 1,357,803

VantagePoint Venture Partners IV Principals Fund, L.P.: 13,678

VPVP Cleantech Holdings 2004, L.L.C.: 4,131,677

VantagePoint CleanTech Associates, L.L.C.*: 1,360,234

VantagePoint Venture Associates IV, L.L.C.**: 4,151,188

Alan E. Salzman***: 5,511,422

 

(b)

Percent of class:   

VantagePoint CleanTech Partners, L.P.: 1.46%

VantagePoint Venture Partners IV Principals Fund, L.P.: 0.01%

VPVP Cleantech Holdings 2004, L.L.C.: 4.43%

VantagePoint CleanTech Associates, L.L.C.*: 1.46%

VantagePoint Venture Associates IV, L.L.C.**: 4.45%

Alan E. Salzman***: 5.91%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

VantagePoint CleanTech Partners, L.P.: 0

VantagePoint Venture Partners IV Principals Fund, L.P.: 0

VPVP Cleantech Holdings 2004, L.L.C.: 0

 

8



 

 

 

 

VantagePoint CleanTech Associates, L.L.C.*: 0

VantagePoint Venture Associates IV, L.L.C.**: 0

Alan E. Salzman***: 0

 

 

(ii)

Shared power to vote or to direct the vote    

VantagePoint CleanTech Partners, L.P.: 1,357,803

VantagePoint Venture Partners IV Principals Fund, L.P.: 13,678

VPVP Cleantech Holdings 2004, L.L.C.: 4,131,677

VantagePoint CleanTech Associates, L.L.C.*: 1,360,234

VantagePoint Venture Associates IV, L.L.C.**: 4,151,188

Alan E. Salzman***: 5,511,422

 

 

(iii)

Sole power to dispose or to direct the disposition of   

VantagePoint CleanTech Partners, L.P.: 0

VantagePoint Venture Partners IV Principals Fund, L.P.: 0

VPVP Cleantech Holdings 2004, L.L.C.: 0

VantagePoint CleanTech Associates, L.L.C.*: 0

VantagePoint Venture Associates IV, L.L.C.**: 0

Alan E. Salzman***: 0

 

 

(iv)

Shared power to dispose or to direct the disposition of   

VantagePoint CleanTech Partners, L.P.: 1,357,803

VantagePoint Venture Partners IV Principals Fund, L.P.: 13,678

VPVP Cleantech Holdings 2004, L.L.C.: 4,131,677

VantagePoint CleanTech Associates, L.L.C.*: 1,360,234

VantagePoint Venture Associates IV, L.L.C.**: 4,151,188

Alan E. Salzman***: 5,511,422

 


 

* VantagePoint CleanTech Associates, L.L.C., is the general partner for VantagePoint CleanTech Partners, L.P. VantagePoint CleanTech Associates, L.L.C. disclaims beneficial ownership of such shares.

 

** VantagePoint Venture Associates IV, L.L.C. is the general partner for VantagePoint Venture Partners IV Principals Fund, L.P. and the Managing Member of VPVP Cleantech Holdings 2004, L.L.C. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such shares.

 

*** Mr. Alan Salzman is the Managing Member of each of VantagePoint Venture Associates IV, L.L.C. and VantagePoint CleanTech Associates, L.L.C. Mr. Salzman disclaims beneficial ownership of such shares.

 

Item 5.

Ownership of Five Percent or Less of a Class
Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not applicable.

 

Item 8.

Identification and Classification of Members of the Group
Not applicable.

 

Item 9.

Notice of Dissolution of Group
Not applicable.

 

9



 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:  February 11, 2011

 

 

VANTAGEPOINT CLEANTECH ASSOCIATES, L.L.C.

 

By:  VantagePoint Venture Associates IV, L.L.C.

Its General Partner

 

 

 

 

 

 

By:

/s/ Alan E. Salzman

 

By:

/s/ Alan E. Salzman

 

Name:

Alan E. Salzman,

 

Name:

Alan E. Salzman,

 

Managing Member

 

Managing Member

 

 

 

 

 

VANTAGEPOINT CLEANTECH PARTNERS, L.P.

 

VANTAGEPOINT VENTURE ASSOCIATES IV, L.L.C.

 

By: VantagePoint CleanTech Associates, L.L.C.

 

By:

/s/ Alan E. Salzman

 

Its General Partner

 

Name:

Alan E. Salzman,

 

 

 

Managing Member

 

By:

/s/ Alan E. Salzman

 

 

 

Name:

Alan E. Salzman,

 

/s/ Alan E. Salzman

 

Managing Member

 

Alan E. Salzman

 

 

 

 

 

 

 

 

 

VPVP CLEANTECH HOLDINGS 2004, L.L.C.

 

 

 

 

 

 

 

By:

/s/ Alan E. Salzman

 

 

 

Name:

Alan E. Salzman,

 

 

 

Managing Member

 

 

 

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND, L.P.

 

 

 

 

ATTENTION:

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001)

 

10



 

EXHIBIT A

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of the Schedule 13G to which this Agreement is an exhibit (and any further amendment filed by them) with respect to the shares of Common Stock of Tesla Motors, Inc.

 

This agreement may be executed simultaneously in any number of counterparts, all of which together shall constitute one and the same instrument.

 

Dated:  February 11, 2011

 

VANTAGEPOINT CLEANTECH ASSOCIATES, L.L.C.

 

By:  VantagePoint Venture Associates IV, L.L.C.

 

 

 

Its General Partner

By:

/s/ Alan E. Salzman

 

 

Name:

Alan E. Salzman,

 

By:

/s/ Alan E. Salzman

Managing Member

 

Name: Alan E. Salzman,

 

 

Managing Member

 

 

 

VANTAGEPOINT CLEANTECH PARTNERS, L.P.

 

VANTAGEPOINT VENTURE ASSOCIATES IV, L.L.C.

By: VantagePoint CleanTech Associates, L.L.C.

 

 

Its General Partner

 

 

 

 

 

By:

/s/ Alan E. Salzman

By:

/s/ Alan E. Salzman

 

Name: Alan E. Salzman,

Name:

Alan E. Salzman,

 

Managing Member

Managing Member

 

 

 

 

/s/ Alan E. Salzman

 

 

Alan E. Salzman

VPVP CLEANTECH HOLDINGS 2004, L.L.C.

 

 

 

 

 

By:

/s/ Alan E. Salzman

 

 

Name:

Alan E. Salzman,

 

 

Managing Member

 

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND, L.P.

 

 

 

11


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